YAP1/MMP7/CXCL16 axis affects efficacy of neoadjuvant chemotherapy via tumor environment immunosuppression in triple-negative breast cancer
Introduction
Activation of the immune pathway and immune micro-environment could improve neoadjuvant chemotherapy (NAC) efficacy and tumor remission (1,2). Immunogenic cell death has been shown to result in antigen cross-presentation, activation of dendritic cells (DCs), and induction of tumor-specific cytotoxic T cells (3). Tumor-infiltrating lymphocytes (TILs) have been shown to be associated with outcomes of breast cancer (4), and are considered a reliable marker of chemotherapy efficacy in triple negative breast cancer (TNBC) (5). Randomized trials have confirmed that TILs are usually sufficient in highly proliferative tumors and that their presence has been associated with excellent pathologic response (6,7).
As micro-environment related factors, increasing studies have reported associations between matrix metalloproteinases (MMPs) and anti-tumor immune functions, such as processing CCL/CXCL chemotaxis, modulating antitumor immune responses, and inducing tumor immune escape. Based on our previous work, Yes-associated protein 1 (YAP1) functions as crucial predictor of NAC efficacy. Reports have also demonstrated a strong link between YAP1 and chemotherapy sensitivity. However, few studies have focused on the relationship between YAP1 and CXCL chemotaxis, as well as their interaction in the tumor immune micro-environment. Considering the over expression of MMP7 and CXCL16 in The Cancer Genome Atlas (TCGA)-TNBC data, we evaluated the potential association of the YAP1/MMP7/CXCL16 axis and TILs-related chemo-response in TNBC patients. We present the following article in accordance with the MDAR reporting checklist (available at https://dx.doi.org/10.21037/gs-21-612).
Methods
Patients and samples
A total of 433 consecutive cases of TNBC, diagnosed and treated between June 2017 and January 2020, were retrieved from the database of Central-South University Xiangya Hospital Breast Cancer Center. Patients with inflammatory breast cancer, distant metastasis, or bilateral breast tumors were not included. All patients were diagnosed via core needle biopsy, treated with anthacycline and taxane based NAC, and underwent surgery, namely, breast-conserving or mastectomy + sentinel lymph node biopsy or modified radical mastectomy, with or without radiation therapy. Disease characteristics were collected from hospital medical records, including age at diagnosis, clinical tumor, node, metastasis (cTNM) stage, histological grade, Ki-67 indication, lymph-vascular space invasion (LVSI), systemic chemotherapy regimen, NAC response, and lymph nodes metastases (Table 1). The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013) and was approved by the Clinic Institutional Review Board of Xiangya Hospital. All participants gave our group permission to use their tissue specimens by signing informed consent.
Table 1
Characteristic | No. (n=433) | % |
---|---|---|
Age (years) | ||
Median [range] | 43 [19–81] | – |
≤50 | 295 | 68.13 |
>50 | 138 | 31.87 |
cTNM stage | ||
II | 40 | 9.24 |
III a | 291 | 67.21 |
III b | 102 | 23.55 |
Histological grade | ||
1 | 119 | 27.48 |
2 | 239 | 55.20 |
3 | 75 | 17.32 |
Ki67 score (%) | ||
>14% | 213 | 49.19 |
≤14% | 220 | 50.81 |
LVSI status | ||
+ | 252 | 58.20 |
− | 181 | 41.80 |
Lymph nodes after NAC | ||
>3 | 106 | 24.48 |
≤3 | 327 | 75.52 |
Local therapy | ||
Mastectomy + ALND + RT | 47 | 10.85 |
Mastectomy + ALND | 186 | 42.96 |
Mastectomy + SLNB + RT | 10 | 2.31 |
Mastectomy + SLNB | 78 | 18.01 |
BCS + ALND + RT | 28 | 6.47 |
BCS + SLNB + RT | 84 | 18.40 |
Pathological response | ||
pCR | 173 | 39.95 |
Non-pCR | 260 | 60.05 |
cTNM, clinical tumor, node, metastasis; LVSI, lymph-vascular space invasion; NAC, neoadjuvant chemotherapy; ALND, axillary lymph node dissection; SLNB, sentinel lymph node biopsy; BCS, breast conserving surgery; RT, radiation therapy; pCR, pathological complete response.
All specimens extracted from the tumor by core biopsy were fixed with 10% neutral phosphate-buffered formalin and paraffin-embedded. Slices (4 µm thick) of tumor blocks were stained with hematoxylin and eosin (H&E). According to the immunohistochemistry (IHC) staining results, hormone receptor negative was defined as estrogen receptor (ER) <1% and progesterone receptor (PR) <1%. Human epidermal growth factor receptor 2 (HER-2) negative was defined as IHC staining 1+ or 0. The TNBC was defined as ER, PR, and HER2 negative. We employed a relevant antibody and performed western blotting to evaluate YAP1 (Affinity Cat# BF0368, RRID: AB_2833985), MMP7 (Affinity Biosciences, Cincinnati, OH, USA; Cat# AF0218, RRID: AB_2833348), and CXCL16 (Affinity, Cat# DF13312, RRID: AB_2846331) expression in MDA-MB-231 (American Type Culture Collection (ATCC), Manassas, VA, USA; Cat# CRM-HTB-26, RRID:CVCL_0062), and HCC70 (ATCC, Cat# CRL-2315, RRID: CVCL_1270) cell lines, respectively. We also compared messenger RNA (mRNA) expression levels via quantitative real-time reverse transcription polymerase chain reaction (qRT-PCR) in paired tumor/para-tumor tissues, and performed statistical analysis in response (R) and no response (NR) cases, respectively.
Pathologic assessment of TILs
All cases were diagnosed as invasive breast cancer by experienced breast pathologists from our hospital. Slides with a standard thickness of 4–5 µm were observed via a microscope magnification of 200×–400× (ocular 10×, with an objective of 20×–40×) field. Histopathologic evaluation of stromal TILs (sTIL) were evaluated according to the criteria recommended by the International TILs Working Group 2014 (8). Interpersonal discussions were permitted when the scoring was controversial. The TILs were assessed within the borders of invasive tumors, and stromal TILs were defined as the area occupied by TILs over the total stromal area; TILs beyond the tumor border or around ductal carcinoma in situ (DCIS) were excluded. Areas with crush artifacts, necrosis, and regressive hyalinization were not included. The results were scored as intervals: low scoring (sTIL =0) was defined as 0–10%; median scoring (sTIL =1) was defined as 11–20%, and high scoring (sTIL =2) was defined as >20%. Antibodies including CD3, CD4, CD8 and FOXP3 were used in the study of TIL subset.
Evaluation of therapeutic response
We identified pathological complete response (pCR) as no pathological evidence of residual invasive lesions in the breast or axillary lymph nodes. We regarded residual DCIS as pCR in this study. We measured residual tumor size via ultrasound every week, and sought confirmation by magnetic resonance imaging (MRI) at the beginning of every new NAC cycle. As an independently and strongly prognostic indicator for distinct breast cancer phenotypes, we determined residual cancer burden (RCB) continuous index by factors including the dimensions of the primary tumor bed area, percentage of invasive lesions versus lesions in situ, number of involved lymph nodes (LN), and size of the largest metastasis. We classified RCB as 0 (no residual tumor), I (minimal burden), II (moderate burden), and III (extensive burden). The calculation formula and detailed description about RCB was located at a free and dedicated website: http://www.meaderson.org/breastcancer_RCB.
Bioinformatics analysis
We assessed differential expression of MMP7 and CXCL16 in TCGA database, including tumor/para-tumor tissues of TNBC cases as well as distinct molecular subgroups. We performed gene set enrichment analysis (GSEA) to evaluate association between MMP7/CXCL16 expression and HIPPO-YAP1 signal pathway. We also estimated association between MMP7/CXCL16 and HIPPO-YAP1 relevant kinases in mRNA expression level. We explored the TIL-recruitment effect of YAP1/MMP7/CXCL16 in TNBC cases from TCGA database.
Statistical analyses
We used logistic model stepwise regression analysis to evaluate therapeutic effect of variables, expressing the results as hazard ratios (HRs) and 95% confidence intervals (CIs). Receiver operating characteristic (ROC) curves were performed respectively to quantify associations between relevant variables and therapeutic response of NAC. All statistical tests were 2-sided and P values less than 0.05 were considered statistically significant. Statistical analysis was carried out using SPSS version 25.0 for Windows (SPSS Inc., Chicago, IL, USA). We used GraphPad Prism 8.0 (GraphPad Software Inc., San Diego, CA, USA) to create figures.
Results
We compared YAP1 expression of paired tumor/para-tumor tissues in R/NR TNBC cases. As shown in Figure 1A, up-regulation of YAP1 expression was significant in poor response cases, which suggested an outstanding association between YAP1 expression and NAC response in TNBC patients. We also compared TILs density in R/NR cases as well as YAP1 poor/well expression subgroups. As shown in Figure 1B, TILs tended to concentrate in excellent remission cases and YAP1 insufficient cases, suggesting some kind of reverse trend between YAP1 intensity and TILs score.
According to the analysis results of TCGA database, we observed notable differential expression of MMP7 and CXCL16 in paired tumor/para-tumor TNBC tissues. As shown in Figure 2A,2B, tumor-expression MMP7 and CXCL16 were more remarkable than in para-tumor tissues, and TNBC cases revealed obvious differential expression in comparison with other molecular types. Furthermore, we estimated MMP7 and CXCL16 expression in NR cases. As shown in Figure 2C,2D, up-regulation of MMP7 and down-regulation of CXCL16 were both significant in tumor tissues from poor response patients, which meant potential reverse therapeutic effect of MMP7 and CXCL16.
Based on the above findings, we suspected a relationship between MMP7/CXCL16 and YAP1 expression. Thus, we performed GSEA between MMP7/CXCL16 and YAP1-associated pathway. As shown in Figure 3, MMP7 and CXCL16 expression showed a positive correlation with HIPPO-YAP1 pathways. We also observed a close association between MMP7/CXCL16 expression and HIPPO-YAP1 relevant kinases (such as MST1 and LATS2). These results implied that YAP1 intensity regulated MMP7/CXCL16 expression, thereby affecting the NAC response in TNBC patients.
Considering the potential existence of YAP1-MMP7-CXCL16 axis in gene enrichment and mRNA expression level, we assessed the probable association in protein expression level via MDA-MB-231 and HCC70 cell lines, respectively. As shown in Figure 4, verteporfin (YAP1 inhibitor) suppressed expression of MMP7 and improved expression of CXCL16, whereas GM6001 (MMPs inhibitor) only improved the expression of CXCL16. These results identified a similar regulatory relationship of protein expression in accordance with gene enrichment and mRNA expression, thereby demonstrating the modulation sequence in YAP1-MMP7-CXCL16 axis.
Furthermore, we estimated association between the above variables and RCB score via logistic model stepwise regression analysis. As shown in Figure 5A, prolific density of TILs and CXCL16 expression could improve NAC response, while over expression of YAP1 and MMP7 suppressed tumor remission. These 4 variables significantly affected TNBC patients’ RCB after NAC (Figure 5B), owning fantastic sensitivity and specificity (Figure 5C).
Forasmuch as the notable association of TILs density and NAC response, we investigated the immune cells recruitment effect of the YAP1-MMP7-CXCL16 axis. According to the analysis results of TCGA database (Figure 6A), we observed a remarkable positive association between CXCL16 expression and CD4+/CD8+ t cells infiltration. In comparison, the negative correlation between YAP1/MMP7 expression and CD4+/CD8+ t cells infiltration was similarly outstanding. We also quantified TILs density according to YAP1/MMP7/CXCL16 intensity. According to our microscopic observation in this study, sufficient CD4+/CD8+TILs counts closely coincided with the over expression of CXCL16 as well as the inferiority of YAP1/MMP7 (Figure 6B).
In order to explore the relationship between TIL subgroups and therapeutic response, we estimated the cell types and expression characteristics in the immune micro-environment of these TNBC cases. As shown in Figure 7A, ratio of CD3+ and CD8+ TILs was observably higher in primary lesions of well-remission cases. Correspondingly, we also noticed outstanding insufficiency of CD3+ and CD8+ TILs in the residual lesion (Figure 7B). These results suggested that CD3+ and CD8+ TILs significantly contributed to the pathological remission.
As the primary trigger of the whole signal pathway, we further estimated the prognostic significance of YAP1 over-expression. Based on 4934 cases from GSE20685, GSE25066, GSE41998, GSE2034 3494 and other 43 data sets, we noticed the poor relapse free survival and overall survival of YAP1 sufficient cases (Figure 8A). Similarly, high YAP1 intensity led to unsatisfied outcome in people who underwent radiotherapy (Figure 8B). According to our own clinical practice and follow-up, therapeutic efficacy of radiotherapy was significantly weakened by intensified YAP1 expression (Figure 8C).
To be expected, we observed a 5-year relapse free survival of 86.2% in well pathological remission cases and proved residual disease as an independent recurrent risk factor (HR 9.88, 95% CI: 1.79–23.04), which was consistent with previous studies. Considering the above crucial role of chemotherapeutic response in prognosis of TNBC, we further explored the recurrent risk of cases which suffered residual tumor as well as unsatisfied chemotherapeutic sensitivity, and we compared the clinical and immune characteristics between their primary and residual lesions. Interestingly, the prognostic effect of tumor size and lymph node status was remarkable in both primary and residual lesions (Figure 8D), whereas the prognostic effect of YAP1 and TILs was more outstanding in residual lesions (Figure 8E).
Discussion
It has become clear that the tumor micro-environment, and, in particular the immune system, plays a crucial role in modulating tumor progression and response to therapy. In fact, some types of chemotherapies have been confirmed to reduce the number of T-regulatory (Treg) cells, which have been shown to be immune suppressive in the tumor, thus allowing a more immune-favorable environment to form and clear a path for effector and memory T cell responses to destroy cancer cells (9). There has been evidence that suggests that the phenotype and function of the immune infiltrates, in tumors, markedly affect prognosis and patient outcome might be predicted by the characteristics of the anti-cancer specific immune responses (10). Recent insights into the process of how tumors acquire an immunosuppressive environment reinforced the hypothesis that an anti-tumor effector response, such as of the CD8+ T cell response, took place, but was possibly abrogated prematurely due to a negative feedback response (11). This hypothesis was also supported by studies showing that the degree of TILs was predictive of a better local response to chemotherapy and was prognostic of long-term disease control (12). Furthermore, the absence of TILs was shown to be associated with a poorer disease-free survival and overall survival (13). The TILs were represented mainly by non-activated T cells, and exposure to chemotherapy induced activation in a significant proportion of cases, even converting a TIL- tumor into a TIL+ tumor (14). These chemotherapy-triggered T cells were required to prevent a small number of chemotherapy surviving tumor cells from re-establishing a new tumor (15). In this study, TILs tended to concentrate in excellent remission cases. We observed that prolific density of TILs improved NAC response. The ROC curve also revealed the predictive value of TILs density in NAC response prospect. These findings were consistent with the abovementioned reports.
The unique CXC chemokine CXCL16 could function as a chemoattractant as well as a cell adhesion molecule for cells expressing CXCR6 (16), and CXCL16 could possess multiple biological activities both in a transmembrane form and a soluble form (17). Previous studies have shown the antitumor effects of chemokines. The concept was that the expression of soluble CXCL16 at tumor tissues could attract immune cells bearing relevant receptor CXCR6 (18), such as CD4+ T cells, CD8+ T cells, and natural killer (NK) cells (19). Cell surface-anchored CXCL16 could also adhere to these CXCR6-expressing cells (20). The above chemo-attractant effect would possibly lead to the induction of antitumor immunity. Outstanding tumor suppressive ability has been tested for CCL3, CCL21, CCL27, and CX3CL1 (21), but few studies have reported whether CXCL16 had similar antitumor activity in breast cancer. It also remained to explore why breast cancer cells up-regulated CXCL16. Some studies suggested that CXCL16 expression at the tumor site might exert a potent immune suppressive effect on cancer growth progression induced by transforming growth factor-β (TGF-β), thereby representing a crucial self-check mechanism against tumor progress (22). In this study, we observed significant down-regulation of CXCL16 expression in poor remission cases. Interestingly, over expression of CXCL16 was correlated with milder residual tumor burden, and ROC curve analysis also supported the predictive value of CXCL16 in NAC response prospect. Furthermore, we also noticed an obvious association between CXCL16 sufficiency and CD4+/CD8+ TILs recruitment. These findings suggested that CXCL16 functions as a favorable factor for tumor response as well as antitumor immune in TNBC cases.
Increasing studies have reported associations between MMPs family members and tumor immunotherapy. The MMPs are zinc-dependent endopeptidases (23), which mediate degradation of various molecules for cell adhesion and modulation of cellular and extracellular matrix interactions (24). Previous studies reported that MMPs were significantly associated with tumor microenvironment and immune cells, thereby targeting MMPs could theoretically solve the problem of immune suppression (25). The MMPs were shown to process CCL/CXCL chemokines and their receptors to modulate antitumor immune responses (26), and they could also contribute to tumor immune escape by inducing the expansion of myeloid-derived suppressor cells (MDSCs) (27). Clinical trials have pharmacologically targeted MMPs, and an MMP inhibitor was also evaluated in phase III trials for patients with breast cancer (28). Our research provides further understanding of MMPs involved in immunotherapy. We observed significant up-regulation of MMP7 expression in poor remission cases, which caused an increase of the RCB score. The ROC curve also showed the predictive value of MMP7 in NAC response prospect. Furthermore, over expression of MMP7 suppressed the recruitment of CD4+/CD8+ TILs. These findings suggested that MMP7 functioned as an adverse factor for tumor response as well as antitumor immune in TNBC cases. We also observed up-regulation of CXCL16 in vitro due to the inhibition of MMP7, which implied the modulating effect of MMP7 on CXCL16 expression.
Previous studies have also shown that over-expression of YAP/TAZ is widely involved in migration and invasion of breast cancer cells (29). Knockdown of YAP/TAZ could reduce the above migration and invasion (30). Depletion of YAP/TAZ was outstanding in basal and epithelial cells which promoted luminal differentiation, acting as a luminal to basal lineage switch (31). Prior studies also reported the similar transforming potential of YAP. Over-expression of YAP induced inhibition of apoptosis and anchorage-independent growth, which contributed to the tumorigenic transformation (32). Inhibition of YAP expression suppressed tumor development and metastasis in a breast cancer mouse model (33). At the preclinical research level, YAP/TAZ played an important role in cancer-associated features such as tumor cell migration and invasion. At the clinical study level, YAP/TAZ correlated with tumor metastases and drug resistance, which obviously affected patients` survival. Based on our work in this study, YAP1 was shown to have a close relationship with NAC response as well as anti-tumor immune in TNBC cases. Firstly, up-regulation of YAP1 expression was outstanding in poor response cases, whereas YAP1 insufficient cases performed to a remarkable advantage in RCB. The ROC curve also showed the predictive value of YAP1 in NAC response prospect. Secondly, over expression of YAP1 obviously suppressed recruitment of CD4+/CD8+ TILs according to TCGA data, and CD4+/CD8+TILs counts closely coincided with the YAP1 intensity according to our microscopic observations in this study. Considering the association of MMP7/CXCL16 with TILs recruitment and NAC response, we suspected the potential existence of the YAP1-MMP7-CXCL16 axis. Surprisingly, the relationship between MMP7/CXCL16 and HIPPO-YAP1 relevant kinases expression (such as MST1 and LATS2) was significant. Results of GSEA also supported the regulation effect of HIPPO-YAP1 pathway in MMP7 and CXCL16 expression. Furthermore, we observed that YAP1 inhibition resulted in up-regulation of CXCL16 as well as down-regulation of MMP7 in vitro. Thus, we believed that YAP1 over expression caused activation of YAP1-MMP7-CXCL16 axis, which suppressed CD4+/CD8+ TILs recruitment and indirectly affected NAC response of TNBC patients.
Although YAP1 has been improved to be a crucial factor in the anti-tumor immune suppression (34), the concrete mechanism is still unclear (35,36). Based on the TCGA data, we noticed that enrichment of YAP1-related signal pathway was correlated with MMP7/CXCL16 intensity. We further proved the relationship between YAP1 and MMP7/CXCL16, while the latter played important role in the recruitment of anti-tumor T cells. Considering the above findings, we supposed that activation of YAP1/MMP7/CXCL16 axis suppressed TIL recruitment, and over-expression of YAP1 was at the core of TIL activity inhibition. Given the results of our own study and the TCGA database, we firstly established the hypothesis of YAP1/MMP7/CXCL16 axis related anti-tumor immune suppression. This may be a fresh perspective to explore the immune-inhibitory effect of YAP1.Despite the limitations of current conclusion, we still try to explore the relationship between YAP1 and TIL recruitment, thereby improving the therapeutic efficacy of TNBC.
Due to the sample size and follow-up span, there were ineluctable shortcomings in this study. Considering the limitations of this study being a single-center retrospective study with fewer cases, we still require multi-center prospective trials with lager sample sizes to identify the present findings. Continuous improvement of statistical methods is necessary to the advancement of clinical studies. We would also carry out further analysis and update our thesis. We would also adhere to extend the follow-up, thereby obtaining more reliable conclusion.
In conclusion, up-regulation of YAP1/MMP7 and down-regulation of CXCL16 were both significant in TNBC cases with poor NAC response. Inhibition of YAP1 induced down-regulation of MMP7 and up-regulation of CXCL16, whereas inhibition of MMP7 also induced up-regulation of CXCL16. The YAP1-related pathway was also enriched by MMP7/CXCL16. Activation of the YAP1/MMP7/CXCL16 axis obviously affected RCB of TNBC cases. The ROC curve also demonstrated the predictive value of the YAP1/MMP7/CXCL16 axis and TILs density in NAC response prospect. The density of TILs, meanwhile, demonstrated a strong link with YAP1/MMP7/CXCL16 axis. Overexpression of YAP1/MMP7 significantly suppressed recruitment of CD4+/CD8+ TILs, while CXCL16 over expression had a beneficial impact on anti-tumor immune response.
Acknowledgments
Funding: None.
Footnote
Reporting Checklist: The authors have completed the MDAR reporting checklist. Available at https://dx.doi.org/10.21037/gs-21-612
Data Sharing Statement: Available at https://dx.doi.org/10.21037/gs-21-612
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://dx.doi.org/10.21037/gs-21-612). The authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013) and was approved by the Clinic Institutional Review Board of Xiangya Hospital. All participants gave our group permission to use their tissue specimens by signing informed consent.
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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(English Language Editor: J. Jones)