Evidence on reporting guidelines for surgical technique in clinical disciplines: a scoping review protocol
Study Protocol

Evidence on reporting guidelines for surgical technique in clinical disciplines: a scoping review protocol

Kaiping Zhang1,2^, Yanfang Ma3, Qianling Shi4, Jianfei Shen5, Jinlin Wu6, Xianzhuo Zhang4, Panpan Jiao4, Grace S. Li1, Xueqin Tang1, René Horsleben Petersen7, Calvin S. H. Ng8, Alfonso Fiorelli9, Nuria M. Novoa10, Benedetta Bedetti11, Giovanni Battista Levi Sandri12, Steven Hochwald13, Toni Lerut14, Alan D. L. Sihoe15, Leandro Cardoso Barchi16, Sebastien Gilbert17, Ryuichi Waseda18, Alper Toker19, Diego Gonzalez-Rivas20,21,22, Robert Fruscio23,24, Marco Scarci25, Fabio Davoli26, Guillaume Piessen27, Bin Qiu28, Stephen D. Wang1, Yaolong Chen29,30, Shugeng Gao28

1Editorial Office, AME Publishing Company, Hong Kong, China; 2School of Public Health, Imperial College London, London, UK; 3Evidence-Based Medicine Center, School of Basic Medical Sciences, Lanzhou University, Lanzhou, China; 4The First School of Clinical Medicine, Lanzhou University, Lanzhou, China; 5Department of Cardiothoracic Surgery, Taizhou Hospital of Zhejiang Province Affiliated to Wenzhou Medical University, Linhai, China; 6Department of Cardiovascular Surgery, Guangdong Provincial People’s Hospital, Guangdong Academy of Medical Sciences, Guangdong, China; 7Department of Cardiothoracic Surgery, University Hospital of Copenhagen, Rigshospitalet, Copenhagen, Denmark; 8The Chinese University of Hong Kong, Prince of Wales Hospital, Shatin, New Territories, Hong Kong, China; 9Thoracic Surgery Unit, University of Campania “Luigi Vanvitelli”, Naples, Italy; 10Thoracic Surgery Service, University Hospital of Salamanca, Salamanca, Spain; 11Department of Thoracic Surgery, Helios Clinic Bonn/Rhein Sieg, Bonn, Germany; 12Division of General Surgery and Liver Transplantation, S. Camillo Hospital, Rome, Lazio, Italy; 13Department of Surgical Oncology, Roswell Park Cancer Institute, Buffalo, NY, USA; 14Department of Thoracic Surgery, University Hospital Leuven, Leuven, Belgium; 15Gleneagles Hong Kong Hospital, Hong Kong, China; 16Digestive Surgery Division, Department of Gastroenterology, University of Sao Paulo School of Medicine, São Paulo, Brazil; 17Division of Thoracic Surgery, Department of Surgery, The Ottawa Hospital, University of Ottawa, Ottawa, Canada; 18Department of General Thoracic, Breast and Pediatric Surgery, Fukuoka University, Fukuoka, Japan; 19Department of Cardiovascular and Thoracic Surgery, West Virginia University Heart and Vascular Institute, Morgantown, WV, USA; 20Department of Thoracic Surgery and Lung Transplant, Coruña University Hospital, Coruña, Spain; 21Minimally Invasive Thoracic Surgery Unit (UCTMI), Coruña, Spain; 22Department of Thoracic Surgery, Shanghai Pulmonary Hospital, Tongji University School of Medicine, Shanghai, China; 23Clinic of Obstetrics and Gynecology, San Gerardo Hospital, Monza, Italy; 24Department of Medicine and Surgery, University of Milan-Bicocca, Milan, Italy; 25Department of Thoracic Surgery, S. Gerardo Hospital, Monza, Italy; 26Department of Thoracic Surgery, AUSL Romagna, S. Maria delle Croci Teaching Hospital, Ravenna, Italy; 27University of Lille, Department of Digestive and Oncological Surgery, Claude Huriez University Hospital, Lille, France; 28Department of Thoracic Surgery, National Cancer Center/National Clinical Research Center for Cancer/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College, Beijing, China; 29World Health Organization (WHO) Collaborating Centre for Guideline Implementation and Knowledge Translation, Lanzhou, China; 30Lanzhou University Institute of Health Data Science, Lanzhou, China

^ORCID: 0000-0002-7645-2631.

Correspondence to: Yaolong Chen, MD, MSc, MBBS. Evidence-Based Medicine Center, School of Basic Medical Sciences, Lanzhou University, No. 199 Donggang West Road, Lanzhou, China. Email: chenyaolong@lzu.edu.cn; Shugeng Gao, MD. Department of Thoracic Surgery, National Cancer Center/National Clinical Research Center for Cancer/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College, No. 17, Panjiayuan Nanli, Beijing 100021, China. Email: gaoshugeng@vip.sina.com.

Background: The reporting of surgical techniques is of mixed quality, with most at a very minimal level. Reporting guidelines that could be applied to guide surgical technique reporting vary in methodology for development, discipline coverage, dimension coverage and detail requested. However, a scoping review that could indicate the gaps and efforts needed in surgical technique reporting guidelines is lacking and warranted. This study aims to design a methodological rigour protocol to guide the development of a scoping review of surgical technique reporting guidelines.

Methods: This protocol is designed following the 2020 manual proposed by the Joanna Briggs Institute. To further ensure the soundness of the protocol, we also included multidisciplinary professionals (including methodologists, clinicians, and journal editors) to refine the protocol.

Discussion: Seven key steps for developing the scoping review are identified and presented in detail, including (I) identifying the research questions; (II) inclusion criteria; (III) search strategy; (IV) source of evidence selection; (V) data extraction; (VI) analysis of the evidence; and (VII) presentation of the results. Guided by this protocol, the subsequent scoping review will inform us the overview of surgical technique reporting guidelines and precisely guide our direction and next steps in improving surgical technique reporting guidelines.

Trial registration: This protocol is not registered as the PROSPERO database only accepts registration of systematic review protocols while does not accept registration of scoping review protocols.

Keywords: Surgical technique; reporting guidelines; protocol

Submitted May 10, 2021. Accepted for publication Jun 23, 2021.

doi: 10.21037/gs-21-311


Currently, no clear definition of surgical technique is found in the literature or dictionaries. According to the Oxford Dictionary, “surgical” means “used in or connected with surgery” and “technique” stands for “a particular way of doing something, especially in which you have to learn special skills” (1). Therefore, “Surgical Technique” is defined as “The specific way and skills of performing a particular medical operation”. Specifically, the surgical technique that we are concerned with here are the skills of treatments of injuries, diseases or any discomforts or abnormalities in people, by removing abnormalities, repairing affected parts, or implanting substitutions, by cutting open, whether invasive, minimally invasive or non-invasive and whether they are carried out by surgeons or other medical practitioners. In PubMed, 38,208 articles were identified using the search term “surgical technique” [Title/Abstract] (search date Oct 27, 2020) (2). The application of the surgical technique among the first 100 relevant articles is confirmed consistent with this definition. Noteworthy, while the term “operative technique” could be interchangeably used with “surgical technique”, “surgical procedure” is not the same as “surgical technique”. Surgical procedure covers the entire operation, including preoperative, intraoperative, and postoperative process. Surgical technique, on the other hand, specifically focuses more on the intraoperative implementation instead of perioperative care (3,4).

Surgical technique is delicately described as the essential component of the craft and art of surgery (5). A surgical technique can be defined as excellent when it meets several aims, including ensuring the safety of surgery (6), reducing postoperative complications (7), achieving good patient outcomes and making the surgery and future good outcomes reproducible (5). However, the reporting of a surgical technique is of mixed quality, with most at a very minimum level. A systematic review that included 92 surgical case series indicates poor reporting represented by non-use of standard definitions (57%), missing data (66%) and incomplete reporting (70%) etc. (8). In terms of case reports and case series of surgical techniques, few studies have very detailed descriptions of the technique, such as the length of incision, the depth of dissection, appropriate instruments and retractors, and the duration of the procedure (9). Few studies are accompanied by surgical videos. Those with videos are often non-edited lacking corresponding subtitles or audio guidance (10), which is notably different with edited videos. A large number of studies have focused on preoperative preparation, with only a rough description of the steps and a lack of detailed implementation skills or of the “pros” and the “cons” of the reported surgical technique or when this technique is really indicated or when not-indicated (11-13). In terms of randomized controlled trials of surgical techniques, the focus is on the study design and statistics, while the two surgical techniques being compared are not described in details, frequently with no more than two paragraphs (14). The incompleteness, lack of details, and low quality of surgical technique reporting severely limit the evaluation, dissemination, and reproducibility of the surgical technique.

Reporting guidelines are the preferred tool for improving the completeness, detail, transparency, and quality of surgical technique reporting. According to the Equator Network, a reporting guideline is “a checklist, flow diagram, or structured text to guide authors in reporting a specific type of research, developed using explicit methodology. A reporting guideline provides a minimum list of information needed to ensure a manuscript which can be understood by a reader, replicated by a researcher, used by a doctor to make a clinical decision, and included in a systematic review” (15). Although a reporting guideline is not a tool for assessing the methodological quality of an article (16), it can be helpful to authors, reviewers, and journal editors in improving the reporting and educational quality. A survey that included 1,391 authors and 259 reviewers (17) recognized that the earlier an author uses a reporting guideline the more valuable the study is perceived to be, with 77% of reviewers using the reporting guideline in the peer-review process and 60% indicating that the reporting guideline influenced their comments. Owing to the improved recognition of the value of reporting guidelines, a large number of guidelines were published after the publication of CONSORT in 1996 (18). As of October 27, 2020, Equator Network has indexed 442 reporting guidelines (19), with an average of more than 18 newly published or updated reporting guidelines per year in the latest two decades.

However, the 43 reporting guidelines in surgery from pre-search (search date October 17, 2020) in Equator Network have mixed information either describing the discipline covered, the focus on the surgical technique, or the methodology of development. Among the pre-search result, only IDEAL (20) is both focused on surgical technique and covers all clinical disciplines. Nevertheless, the reporting requirement in IDEAL requires the authors to “provide a detailed description” without further specification about the depth or the kind of details are required. A large amount of reporting guidelines is primarily concerned with perioperative management, with insufficient attention, a brief description, or no provision for the surgical technique itself (21-25). Some of the reporting guidelines for certain clinical specialties are very detailed regarding the requirements for surgical technique, including additional details beyond identifying anatomical markers like width, volume, depth, length, distance, angle, and stability of key steps, such as TEVAR (26) for thoracic endovascular aortic repair. Other reporting guidelines addressing a specific surgical technique from other clinical specialties are much less stringent, such as the CORDES (27) for deep endometriosis surgery. Many reporting guidelines in surgery poorly describe the methodology used, e.g., many do not report which databases they have searched (20-23,26,27).

While reporting guidelines for surgical technique exist with incomplete methodological reporting, inconsistent coverage of a surgical discipline, and varying concerns and requirements for surgical technique, a systematic review or scoping review of reporting guidelines for surgical techniques is not found after searching in PubMed and Google Scholar. Due to this gap, there is no way to systematically know the reporting guidelines for surgical techniques with regards to the overall number, the distribution of disciplines, the methodological rigour with which they are developed, the focus on steps, and the extent to which they required detailed description, etc. Most importantly, it is unclear what surgical discipline and technique reporting we need to strengthen and improve the most.

Therefore, given the importance of reporting guidelines for surgical techniques to improve completeness, detail, transparency and quality, the variations in reporting guidelines, and the lack of systematic understanding, we propose to conduct a scoping review for surgical technique reporting guidelines in all clinical disciplines. By the scoping review, we aim to identify the current state of surgical technique reporting guidelines and the areas that need improvement. This protocol is intended to provide the design, steps, details, and considerations for the scoping review.

Protocol design

This scoping review protocol is designed according to the 2020 manual proposed by Joanna Briggs Institute (28). The manual suggests organizing the scoping review protocol in the steps listed below, which our protocol will accordingly include: Step 1: Identifying the research questions; Step 2: Inclusion criteria; Step 3: Search strategy; Step 4: Source of evidence selection; Sepp 5: Data extraction; Step 6: Analysis of the evidence; Step 7: Presentation of the results.

Identifying the research questions

The research questions proposed to answer are mainly in three dimensions: (I) what are the number, distribution of disciplines, and the coverage of pre-/intra-/post-operative procedure of the reporting guidelines? (II) what is the methodology, reporting, assessment, and updating plan of the reporting guidelines? (III) what are the specific requirements and concerns of the items in the reporting guidelines?

The more elaborated questions to be answered are listed below:

  • How many reporting guidelines are there regarding surgical technique in different clinical disciplines?
  • How many items are in the reporting guidelines?
  • What are the demographics of the reporting guidelines in terms of authors, journals, countries and specialties etc.?
  • Are there any descriptions about the analysis of the reporting guidelines, including its update plan?
  • How many items are about the surgical technique and perioperative care, respectively?
  • What are the focuses of the items regarding the surgical technique?

Inclusion criteria

Eligible studies will be included following the criteria below:

  • Study topic: surgical technique and surgery on human patients;
  • Study concept: reporting checklists/items/guidelines;
  • Context: any clinical specialty;
  • Publication type: all, including journal articles and grey literature;
  • Evidence sources: Equator Network, MEDLINE (via PubMed), Google Scholar and Networked Digital Library of Theses and Dissertations (NDLTD);
  • Time frame: no restriction;
  • Language: English only;
  • Geographic location: all locations.

Search strategy

Equator Network, MEDLINE (via PubMed), Google Scholar and NDLTD are planned to be searched. Equator Network is chosen, considering that it is the largest platform for indexing biomedical reporting guidelines. Since the topic is the biomedical field, MEDLINE (via PubMed) is chosen as one of the premier search platforms in this field. In addition, to avoid any publication bias, Google Scholar and NDLTD are chosen to search for relevant grey literature.

How will we do it

Two teams will conduct independent searches to ensure consistency of search results. When there are inconsistencies, discussions will be held to reach consensus and a final agreed search result. The search will use both keywords and subject headings methods, and will be logically connected with Boolean operators “OR” and “AND”. The search strategy (Table 1) will be adapted to other databases.

Table 1
Table 1 Search strategy (Medline) of reporting guidelines related to surgical technique
Full table

Source of evidence selection

Before the evidence is selected, a consensus and document on the eligibility criteria and elaboration will be achieved. The selection of studies will be carried out by two independent groups in which each person has to receive training before implementation. The training will include detailed eligibility criteria explanation with examples and test, both with selected and excluded cases. Also, a pilot test will be proceeded to refine the selection process. The screening will only get started after 100% agreement is achieved.

Endnote X9 will be used as the screening software. After eliminating duplicates, the screening will be carried out based on title and abstract examination, and then full-text examination. A consensus discussion will be conducted to solve disagreements.

A flowchart of the review process will be drawn in accordance with the PRISMA extension for scoping reviews (PRISMA-ScR) (29), accompanied by an appendix for details of included and excluded sources with reasons.

Data extraction

Corresponding to the research questions to answer, Table 2 summarizes the data to be extracted.

Table 2
Table 2 Data extraction framework
Full table

Analysis of the evidence

Unlike systematic reviews, the scoping review will only summarize and analyze the results without evaluation. Both quantitative data and descriptive qualitative data (Table 2) will be analyzed regarding frequency, distribution, characteristics, and key words etc.

Presentation of the results

The scoping review will summarize the evidence on reporting items for surgical technique in clinical disciplines, identify what is not done well, make practical conclusions, and propose useful insights for improvement.

The scoping review will be written in accordance with the PRISMA-ScR Checklist (29). The results will be presented with both text and visualized figures and tables as appropriate.

Strengths and limitations of the protocol

This protocol’s strengths include its methodological rigour and full consideration of multiple disciplines. The protocol was strictly developed with reference to the classic Joanna Briggs Institute manual, which ensures the rigour of the subsequent scoping review. Additionally, the protocol was discussed by members from multiple disciplines, including methodologists, journal editors and surgeons, making the proposed data to be extracted very detailed and representative. However, the scoping review will only include English reporting guidelines, which induces limited applicability to reporting guidelines in other languages. Moreover, due to the lack of existing tools for evaluating the quality of reporting guidelines, the protocol was only used for summarizing and analyzing, without evaluating the literature. In the future, tools are needed for assessing the quality of reporting guidelines. In this way, a systematic review and relating protocol in this area will be possible.


In summary, this protocol details our plans for an upcoming scoping review. The scoping review will indicate the gaps and efforts needed in surgical technique reporting guidelines.


Funding: This project is supported by the AME Reporting Guidelines Research Fund (No. 2020-1016-885) and Lanzhou University Institute of Health Data Science Fund.


Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://dx.doi.org/10.21037/gs-21-311). AF declares a pending patent (PCT/IT2018/00000S) related to the project. ADLS receives Speaker’s honoraria from Medtronic and is the consultancy of Medela. FD declares a licensed patent (Italian patent application “TO2013A000038”) related to the project. RHP receives Speaker fee from Medtronic and Advisory Board member AstraZeneca. KZ, GSL, XT and SDW are staff of AME publishing company (the publisher of Gland Surgery). The other authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. As a scoping review which synthesizes information from published sources, there is no requirement for ethical approval. The scoping review will be published as open access. Meanwhile, academic conferences, mainstream media and other channels will be used for broader dissemination.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Zhang K, Ma Y, Shi Q, Shen J, Wu J, Zhang X, Jiao P, Li GS, Tang X, Petersen RH, Ng CSH, Fiorelli A, Novoa NM, Bedetti B, Levi Sandri GB, Hochwald S, Lerut T, Sihoe ADL, Barchi LC, Gilbert S, Waseda R, Toker A, Gonzalez-Rivas D, Fruscio R, Scarci M, Davoli F, Piessen G, Qiu B, Wang SD, Chen Y, Gao S. Evidence on reporting guidelines for surgical technique in clinical disciplines: a scoping review protocol. Gland Surg 2021;10(7):2325-2333. doi: 10.21037/gs-21-311

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